Research Report Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
ReviewedEvidence1 sourceSectionPhrases & Idioms
Quick answer
Regulation AC defines a research report as a written or electronic communication that analyzes a security or issuer and provides information reasonably sufficient to base an investment decision on.
Key details
Canonical FormResearch report
Core MeaningRegulation AC defines a research report as a written or electronic communication that analyzes a security or issuer and provides information reasonably sufficient to base an investment decision on.
Further guidance
History Boundary
This page reflects the current reviewed Regulation AC definition and should be rechecked if 17 CFR § 242.500 changes.
Meaning
Regulation AC defines a research report as a written or electronic communication that analyzes a security or issuer and provides information reasonably sufficient to base an investment decision on.
Usage Boundary
The definition is specific to Regulation AC and should not be substituted for every ordinary-language, employment, or market use of the term.
Sources and evidence
Sources are shown with the role they play in this guide. Historical or style-sensitive claims are kept within the evidence boundary described above.
Research Analyst Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
Third Party Research Analyst Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
Covered Person Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
Foreign Person Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
Foreign Security Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
Public Appearance Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
Registered Broker or Dealer Under Regulation AC is a current Regulation AC defined term. This guide preserves the rule-specific meaning and boundary instead of replacing it with informal market shorthand.
U.S. Person Under Regulation AC is a current rule-defined or rule-incorporated term. This guide preserves the regulation-specific meaning and boundary instead of replacing it with informal shorthand.
